Understanding Securities Litigation & Enforcement

Hosts: Tae Kim, Esq., and Darlene Hernandez, Esq.

As the COVID-19 pandemic has created economic uncertainty and volatility in the market, there may be increased securities-related claims from investors both under federal and state law, as well as enforcement actions from the regulators. This webinar will discuss key issues that may arise in these types of litigations.

Topics include:

• Rule 10b-5 claims
• State securities claims under the blue sky laws
• Defenses
• SEC and/or state inquiries